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SOLA: 2019-39
Daly vs. Citigroup Inc.
Antis vs. Pravlik
ARMOUR Capital Mgmt. LP vs. SS&C Techs., Inc.
CU Capital Market Solutions, LLC vs. Olden Lane Securities, LLC
DuSablon vs. Jackson County Bank
Luis vs. RBC Capital Markets, LLC
Howes vs. FINRA
Van Buskirk vs. The United Group of Cos.
C.L. King & Associates, Inc. vs. Salisbury Bank & Trust Co.

SOLA: 2019-38
Savine vs. Interactive Brokers, LLC
Carlor vs. Bank of America/Merrill Lynch
Fort Washington Investment Advisors, Inc. vs. Adkins
Baldwin vs. Merrill Lynch, Pierce Fenner & Smith, Inc.
Reetz vs. Lowe’s Companies, Inc.
SEC vs. Lek Securities Corp.
Sandra Holding Ltd. vs. Al Saleh

SOLA: 2019-37
Vega Asset Recovery, LLC vs. Newedge USA, LLC
Webb vs. Citigroup Global Markets, Inc.
Centaurus Financial, Inc. vs. Ausloos and FINRA
Eastman Kodak Co. vs. Henry Bath LLC
Driscoll vs. Kins
Credit Suisse Securities (USA) LLC vs. Laver
Raymond J. Lucia Cos., Inc. vs. SEC
Advantage Futures LLC vs. Herm LLC

SOLA: 2019-36
Ebbe vs. Concorde Investment Services, LLC
Three Brothers Trading, LLC vs. Generex Biotechnology Corp.
Budicak, Inc. vs. Lansing Trade Group, LLC
Northrop Grumman Systems Corp. vs. U.S. Department of Labor
Scottsdale Capital Advisors Corp. vs. FINRA
Hoak vs. Newton

SOLA: 2019-35
Dorman vs. Charles Schwab & Co., Inc.
New Enterprises, Ltd. vs. Senes Tech, Inc.
Prassas Capital, LLC vs. Blue Sphere Corp.
Municipal Employers’ Retirement System of Michigan vs. Pier 1 Imports, Inc.
SEC vs. Feng
Wells Fargo Securities, LLC vs. LJM Investment Fund, L.P.
Metcalf vs. Merrill Lynch, Pierce Fenner & Smith, Inc.

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