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SOLA: 2018-35
Franse vs. Sandlapper Securities, LLC
Ameriprise Financial Services, Inc. vs. Brady
Zimmerman vs. UBS AG
Boulevard and Co., LLC vs. Arres, Inc.
Velazquez vs. Massachusetts Fin. Servs. Co.
Nielen-Thomas vs. Concorde Investment Services, LLC & TD Ameritrade, Inc.
SEC vs. Alpine Securities Corp.
Firefighter’s Retirement System vs. Citco Group Limited
Patin vs. Aegis Capital Corp.

SOLA: 2018-34
Coffey, In Re
Fuller Landau Advisory Services, Inc. vs. Gerber Finance, Inc.
Puddu vs. 6D Global Technologies, Inc.
Meiners vs. Wells Fargo & Co.
Hampton vs. root9B Technologies, Inc.
Wilmington Trust Securities Litigation, In Re
Kern vs. SEC
SEC vs. Alpine Securities Corp.
Morgan Stanley High Yield Securities, Inc. vs. Jecklin

SOLA: 2018-33
Dever vs. Ward
Matter of New Brunswick Seminary vs. Van Dyke
Chardan Capital Markets, LLC vs. Northwest Biotherapeutics, Inc.
Goldman Sachs Group, Inc. Secs. Litig., In Re
Moore vs. Payson Petroleum Grayson, LLC
Enforcement Section of the Massachusetts Securities Division vs. Scottrade, Inc.
Whistleblower 7208-17W vs. Commissioner of Internal Revenue
McClellon vs. OptionsHouse

SOLA: 2018-32
Gordon vs. Royal Palm Real Estate Investment Funds I, LLLP
Madera vs. Coker
Oppenheimer Holdings Inc. vs. Canadian Imperial Bank of Commerce
UBS Financial Services, Inc. vs. Lacava
Rayner vs. E*Trade Financial Corp. & E*Trade Securities LLC
Weatherly vs. Pershing, LLC
USA vs. Toomer
Sivolella vs. AXA Equitable Life Ins. Co.
Mackintosh vs. JP Morgan Chase Bank, N.A.

SOLA: 2018-31
Reading Health System vs. Bear Stearns & Co., n.k.a J.P. Morgan Securities LLC
Hessong vs. Cape Securities, Inc.
Wells Fargo Advisors, LLC vs. Sappington
Earley vs. Edward Jones & Co., L.P.
SSC NY Corp. vs. INVEeSHARE, Inc.
Hsu vs. UBS Financial Services, Inc.
SEC vs. Torchia
SEC vs. Bivona
LBBW Luxemburg S.A. vs. Wells Fargo Securities LLC

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